Sat. May 21st, 2022
    2010-2018 ARCHIVED CONTENT
    You are viewing ARCHIVED CONTENT released online from 1 April, 2010 to August 24, 2018. Content in this archive site is NOT UPDATED, and links may not function. For current information, go to ComplexDiscovery.com.

    Extract from article by The GRC Pundit

    Increased regulatory and ethical pressures are transforming the traditional role of compliance. Compliance departments are taking on broader responsibility for ethics, compliance, corporate culture, and social responsibility. With greater frequency, they are moving out from under the legal department into a direct reporting relationship to the CEO and/or Board, particularly in highly regulated industries.

    Some organizations are differentiating between operational compliance and legal compliance by leaving a function within legal for monitoring and interpreting relevant laws. In some cases regulators are requiring, and at least encouraging, compliance to report outside of legal so it has greater autonomy to raise and resolve issues. The critical point: enabling compliance to report directly to the Board of Directors.

    Since 1996 in the US, oversight responsibility to ensure compliance and ethics programs are in place falls squarely on the Board. This was made clear in the United States Sentencing Commission Organizational Guidelines that require Boards be knowledgeable about compliance risk, the content and operation of the compliance and ethics program, and exercise reasonable oversight with respect to the implementation and effectiveness of the compliance and ethics program – with specific ability for the compliance function to have direct access to the Board or an appropriate subgroup of the board.

     

    Have a Request?

    If you have information or offering requests that you would like to ask us about, please let us know and we will make our response to you a priority.

    ComplexDiscovery is an online publication that highlights cyber, data, and legal discovery insight and intelligence ranging from original research to aggregated news for use by cybersecurity, information governance, and eDiscovery professionals. The highly targeted publication seeks to increase the collective understanding of readers regarding cyber, data, and legal discovery information and issues and to provide an objective resource for considering trends, technologies, and services related to electronically stored information.

    ComplexDiscovery OÜ is a technology marketing firm providing strategic planning and tactical execution expertise in support of cyber, data, and legal discovery organizations. Focused primarily on supporting the ComplexDiscovery publication, the company is registered as a private limited company in the European Union country of Estonia, one of the most digitally advanced countries in the world. The company operates virtually worldwide to deliver marketing consulting and services.

    Challenged by Leaky Forms? A Study of Email and Password Exfiltration

    The report "Leaky Forms: A Study of Email and Password Exfiltration...

    Automating Incident Response? Considering Artificial Intelligence in Cyberspace

    According to the recent research report from the CCDCOE on Automated/Autonomous...

    Russian Cyberattack Activity in Ukraine: A Special Report from Microsoft

    According to an April 27, 2022 report from Microsoft's Digital Security...

    Informing Business Decisions? Cybersecurity Market Analysis Framework from ENISA

    The ENISA Cybersecurity Market Analysis Framework is designed to improve market...

    Smarsh to Acquire TeleMessage

    “As in many other service industries, mobile communication is ubiquitous in...

    A Milestone Quarter? DISCO Announces First Quarter 2022 Financial Results

    According to Kiwi Camara, Co-Founder and CEO of DISCO, “This quarter...

    New from Nuix? Macquarie Australia Conference 2022 Presentation and Trading Update

    From a rebalanced leadership team to three concurrent horizons to drive...

    Strong Growth? KLDiscovery Inc. Announces First Quarter 2022 Financial Results

    According to Christopher Weiler, CEO of KLDiscovery Inc, “The first quarter...

    On the Move? 2022 eDiscovery Market Kinetics: Five Areas of Interest

    Recently ComplexDiscovery was provided an opportunity to share with the eDiscovery...

    Trusting the Process? 2021 eDiscovery Processing Task, Spend, and Cost Data Points

    Based on the complexity of cybersecurity, information governance, and legal discovery,...

    The Year in Review? 2021 eDiscovery Review Task, Spend, and Cost Data Points

    Based on the complexity of cybersecurity, information governance, and legal discovery,...

    A 2021 Look at eDiscovery Collection: Task, Spend, and Cost Data Points

    Based on the complexity of cybersecurity, information governance, and legal discovery,...

    Five Great Reads on Cyber, Data, and Legal Discovery for May 2022

    From eDiscovery pricing and buyers to cyberattacks and incident response, the...

    Five Great Reads on Cyber, Data, and Legal Discovery for April 2022

    From cyber attack statistics and frameworks to eDiscovery investments and providers,...

    Five Great Reads on Cyber, Data, and Legal Discovery for March 2022

    From new privacy frameworks and disinformation to business confidence and the...

    Five Great Reads on Cyber, Data, and Legal Discovery for February 2022

    From biometric recognition and artificial intelligence to data embassies and processing...

    Feeding the Frenzy? Summer 2022 eDiscovery Pricing Survey Results

    Initiated in the winter of 2019 and conducted eight times with...

    Surge or Splurge? Eighteen Observations on eDiscovery Business Confidence in the Spring of 2022

    In the spring of 2022, 63.5% of survey respondents felt that...

    Types and Shadows? Issues Impacting eDiscovery Business Performance: A Spring 2022 Overview

    In the spring of 2022, 36.5% of respondents viewed increasing types...

    The Tide is In? eDiscovery Operational Metrics in the Spring of 2022

    In the spring of 2022, 46 eDiscovery Business Confidence Survey participants...